1. Qualifications 1.1 and 1.2 as following
   1.1 Client must have securities, local derivatives and/or offshore trading accounts with PST for only individual account and must have trading transactions of shares and/or local derivatives and/or offshore from 2 January 2013 to the second business day before the registration of IPO shares random allocation which PST earns the minimum of net commission fees of Baht 5,000 (excluding SET fees, Monitoring fee, payment and delivery fee and VAT). In case a client has all shares, derivatives, and offshore transactions, PST will combine both fees for consideration.
   
   1.2 Client have trading account of mutual fund with PST for individual account with the minimum AUM of Baht 5,000,000 as of 2 business days before the registration of IPO shares random allocation. Client must already have the individual trading account. (Clients can check the accumulated commission fee through www.poems.in.th about 1 week before the registration date or contact your marketing officer)
2. Client must have KYC (KYC - Know Your Client)
3. Client must complete the Suitability Test (if the Suitability Test has not been completed, the client can log in to POEM and complete the online Suitability Test.
4. Clients who have been allocated IPO shares through patron of the company or through marketing officer are prohibited to apply for IPO shares random allocation through “POEMS”
5. Client who is qualified as above Clause 1-3, will have one right for IPO shares random allocation.
6. Employees of PST, including its associated companies, will not have the right for IPO random.

Process for IPO Shares Random Allocation of “CHO”

1. The rightful clients have to login and complete the IPO shares registration form, of which its details are nearly similar to those of the subscription form, through www.poems.in.th on the determined date and time (will be announced later). If the client has Cash and Prepaid / Cash Balance Account, the system will automatically register for the IPO shares random allocation under the Cash Account.
2. Clients have to complete the online random IPO shares registration form correctly and clearly.
3. PST will do the random allocation through online system on the first date of subscription period (Number of right and number of share allocation will be announced later).
4. PST will announce the result of IPO shares random allocation on the first date of subscription period from 9:00 a.m. onward. PST will notify the marketing officers in order to inform their clients who have been allocated or clients can use their log-in accounts to check the result on www.poems.in.th from 9:00 a.m. onward.
   
5. If clients are confirmed by PST that they have been allocated IPO shares, the IPO registration form will be effective as the subscription form automatically.
6. In case that the copy of identity card the client provided to PST has expired. The client has to submit the copy of new identity card, with authorized signature, to PST within the second date of subscription period or fax to 02-6351667 or 02-6351615, otherwise PST has to cancel the IPO allocation to the client.
7. Client who has been allocated IPO shares registers under the Cash Account, PST will deduct ATS for share subscription amount on the second date of subscription period at 11.00 a.m.
8. Client who has been allocated IPO shares registers under the Prepaid / Cash Balance Account, the client has to transfer the share subscription amount to PST bank account “Phillip Securities Public Company Limited” The Siam Commercial Bank (SCB), Witthayu Branch, Account No. 049-3-12100-9 by the second date of subscription period at 11.00 a.m.
9. In the case that PST cannot deduct ATS or deduct from Prepaid / Cash Balance Account for share subscription amount on the determined date and time, PST will canceled the allocation of such client immediately and PST will contact the backup list of clients who have been allocated. Clients on the back up list have to do the payment of share subscription amount by 16.00 p.m. on the second date of subscription period.
10. The clients who have been allocated IPO shares by random allocation cannot cancel the subscription and request the payment for refund. However, PST has the right to cancel the subscription in case that the client does not comply with the indicated process.
11. The result of the allocation announced by PST is considered final.