Phillip Securities (Thailand) is pleased to inform you that we have joined the SEC Arbitration Process for the resolution of clients’ disputes since 26 April 2010.

Here are some information about the Arbitration Process and the reason why Phillip joined this process:

Introduction to the Arbitration Process
In pursuit of the policy of Securities and Exchange Commission (SEC) to provide measures to protect investors in capital markets who are the clients of securities or other related businesses, SEC facilitates arbitration as a quick, fair and inexpensive way to settle disputes between investors and securities company.

Reason for Phillip to join the Arbitration Process
Phillip has joined the SEC Arbitration Process since the said measure of SEC is consistent with our policy to place importance on protecting the rights of our clients, and be responsible for our services provided to the clients, giving fair treatment to all parties concerned. By joining the SEC Arbitration Process, we believe that we will gain more trust from our current and prospective clients on the services of the company.

For more details about the SEC Arbitration Process, please study from SEC’s website at www.sec.or.th.

If you have any queries or would like to obtain more information, please contact our “Compliance Department” at 02-6351700 Ext 103, 104, 109 or compliance@phillip.co.th